Finvault Compliance Llm

The Challenge

Compliance team of 45 people manually reviewing 10,000+ financial documents daily for regulatory compliance, with a 3% error rate causing regulatory risk.

Our Solution

Built a RAG-based LLM system using fine-tuned Claude with a 128K context window, Qdrant vector database for document retrieval, and a human-in-the-loop review workflow.

Results & Impact

• 400% productivity increase for compliance team
• Error rate reduced from 3% to 0.1%
• 10,000 documents processed daily without human review
• Zero regulatory violations in 12 months post-deployment

Technologies Deployed